Compliance Checklist

DOT Compliance Checklist

Are you DOT Compliant? Look over this handy DOT checklist to make sure you are in compliance with all DOT 49 CFR Part 40 Requirements for Safety Sensitive Employees.


  1. Pre-Employment Tests
  2. Correct Federal Custody & Control Form (CCF)
  3. Substance Abuse Professional Process
  4. Regulations on File
  5. Random Pool Testing
  6. *Supervisor Training
  7. *Written Policy
  8. Post Accident Testing Situations
  9. Previous Employers Checks
  10. Employee Education
  11. Record Keeping
  12. Removal of covered Employee
  13. Designated Employer Representative

*In addition, any company which employs 2 or more covered employees must have a written drug and alcohol policy  and all supervisors must complete the DOT Supervisor Reasonable Suspicion Training.

*CDL operators and or companies regulated by DOT can face fines and additional penalties for failing to comply with all of the above DOT Drug and Alcohol Testing Program Requirements.

All DOT drug tests require a “Federal Chain of Custody form” clients of DOT Consortium are provided these forms to be used whenever a DOT drug test is required.

To review DOT 49 CFR Part 40 Drug and Alcohol Regulations – Click Here